Alberta Offering Memorandum Checklist

Prepare an Offering Memorandum for an offering of unsecured promissory notes and common shares, with this template for the Province of Alberta.

• how to subscribe for units,
• summary of the offering,
• share capital of issuer,
• description of securities,
• number and aggregate dollar amount of securities to be distributed,
• use of proceeds,
• capitalization,
• seller of the securities,
• exemption from prospectus requirements,
• restrictions on resale of securities,
• conflicts of interest,
• income tax consequences,
• RRSP eligibility.

Use this Share Subscription form under the 'close friend / business associate' exemption provision of the Alberta Securities Act.

• The investor is subscribing for shares issued under an offering memorandum in Alberta.
• This form should only be used by persons who fall under the definition of a close friend or business associate as set out in the Act.
• The subscriber agrees not to revoke or withdraw the subscription.
• The subscriber acknowledges that there is no guarantee that the offering will result in any profits.

If you're doing a private placement of shares in Alberta, you will need this Share Subscription form for investors who are close friends and/or business associates.

This Share Subscription form is to be used for exempted purchasers under the seed capital exemption of the Alberta Securities Act.

• The subscription is for securities issued under an offering memorandum to residents of Alberta.
• The subscriber acknowledges that he/she is purchasing securities under an exemption based on the fact that he/she is a sophisticated purchaser, as defined in the Act, and does not require the information that would otherwise be required under the law.
• The subscriber represents that he/she has the investment acumen to assess the offering on the basis of previous experience or advice he/she received.
• The Share Subscription for Seed Capital Exemption can be used as many times as you require. Download it immediately after purchase.